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FORM 1
Notice to the Transferor and Transferee
(Rule 3)

1. Mr. / Mrs. / Ms. / Messrs.................... (The Transferor)
2. Mr./Mrs./Ms./Messrs........................(The Transferee)
The instruments of transfer of securities of the company (as per details given in the Annexure to this notice) was/were lodged on …..... for the purpose of transfer of the said securities in the name of ..................................................(Name and address of the transferee) (hereinafter referred to as "the transferee') from.................... .......... (Name and address of the transferor) (hereinafter referred to as 'the transferor")
Please take notice that the company has, for the under mentioned reasons, formed, in good faith, the opinion in its Board Meeting held on ......................that the registration of the said securities in the name of the transferee ought to be refused.
1.
2.
3.
As required under clause (b) of sub-section (4) of section 22A of the Securities Contracts (Regulation) Act, 1956-, the company hereby informs the transferor and the transferee, on this ….. day (Date) of …….. (month) of …… (Year) that the following requirements of law relating to registration of transfer have not been complied with for securing registration of the aforesaid securities.
(Here mention the requirements of law not complied with)
Station:
Signature
Date:
Name …………..
Designation
For and on behalf of the Company,
Annexure referred to in the Notice
Distinctive No..........................................


No. and full description of securities

No. in Figures

No. in Words

Description Equity Shares/Preference shares/debentures

 

 

 

 



 

 

 



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